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Domestic Issues:Summary Terms of Public Issues

Senior Notes
Subordinated Notes

Senior Notes

	Issue #	Aggregate Principal	Coupon	Ratings R&I/ JCR	Issue Date	Maturity	Issue Price	Lead Managers
BM	39	JPY 50billion	1.32%	A+/AA-	2007.4.20	2012.4.20	99.97%	Daiwa Securities SMBC
BM	40	JPY 50billion	1.60%	A+/AA-	2007.7.26	2012.7.20	99.99%	Daiwa Securities SMBC
BM	41	JPY 50billion	1.33%	A+/AA-	2007.11.15	2012.10.19	99.99%	Daiwa Securities SMBC
BM	42	JPY 50billion	1.11%	A+/AA-	2008.1.28	2013.1.18	99.99%	Daiwa Securities SMBC
BM	42	JPY 50billion	1.11%	A+/AA-	2008.1.28	2013.1.18	99.99%	Daiwa Securities SMBC
BM	43	JPY 50billion	1.18%	A+/AA-	2008.4.22	2013.4.19	99.95%	Daiwa Securities SMBC
BM	44	JPY 50billion	1.36%	A+/AA-	2008.7.22	2013.7.19	99.96%	Daiwa Securities SMBC
BM	45	JPY 60billion	1.23%	A+/AA-	2009.1.27	2014.1.20	99.98%	Daiwa Securities SMBC
BM	46	JPY 100billion	1.26%	A+/AA-	2009.5.1	2014.4.18	99.98%	Daiwa Securities SMBC
BM	47	JPY 50billion	0.91%	A+/AA-	2009.7.24	2014.7.18	99.96%	Daiwa Securities SMBC
BM	48	JPY 50billion	0.77%	A+/AA-	2009.10.22	2014.10.20	99.97%	Nikko Cordial Securities
BM	49	JPY 100billion	0.67%	A+/AA-	2010.4.20	2015.4.20	99.98%	Nikko Cordial Securities
BM	50	JPY 100billion	0.50%	A+/AA-	2010.7.16	2015.7.17	99.97%	Nikko Cordial Securities
BM	51	JPY 70billion	0.35%	A+/AA-	2010.10.18	2015.10.20	100%	Nikko Cordial Securities
BM	52	JPY 100billion	0.56%	A+/AA-	2011.1.21	2016.1.20	99.98%	Nikko Cordial Securities
BM	53	JPY 50billion	0.69%	A+/AA-	2011.4.22	2016.4.20	99.97%	SMBC Nikko Securities
BM	54	JPY 50billion	0.49%	A+/AA-	2011.7.21	2016.7.20	99.96%	SMBC Nikko Securities
BM	55	JPY 50billion	0.47%	A+/AA-	2011.10.21	2016.10.20	100%	SMBC Nikko Securities
BM	56	JPY 50billion	0.47%	A+/AA-	2012.1.20	2017.1.20	99.98%	SMBC Nikko Securities

"Benchmark Notes"

What are "Benchmark Notes"?

"Benchmark Notes" are SMBC's flagship issues that are issued in large amounts on a regular basis. SMBC issues such notes in the domestic market in order to stably raise medium- and long-term funds.

Please note that "Benchmark Notes" are sold mainly to institutional investors by dealers, not by SMBC.

Other Information on the "Benchmark Notes"

Issuing , Policy , SMBC's Commitment to the Secondary Market.

Subordinated Notes

Issue #	Aggregate Principal	Coupon	Ratings R&I/ JCR	Issue Date	Maturity	Issue Price	Lead Managers
5	JPY 40billion	2.62%	A/A+	2002.6.20	2012.6.20	99.99%	Daiwa Securities SMBC Goldman Sachs Nomura Securities
6	JPY 50billion	1.71%	A/A+	2003.8.1	2013.8.1	99.93%	Daiwa Securities SMBC Goldman Sachs
7	JPY 60billion	2.01%	A/A+	2004.2.5	2014.2.5	100.00%	Daiwa Securities SMBC Goldman Sachs
8	JPY 50billion	1.95%	A/A+	2004.10.22	2014.10.22	99.91%	Daiwa Securities SMBC Goldman Sachs
9	JPY 50billion	1.75%	A/A+	2005.8.17	2015.8.17	99.99%	Daiwa Securities SMBC Goldman Sachs
10	JPY 70billion	2.11%	A/A+	2007.2.16	2017.2.16	99.93%	Daiwa Securities SMBC Goldman Sachs
11	JPY 80billion	2.17%	A/A+	2007.12.20	2017.12.20	99.97%	Daiwa Securities SMBC Goldman Sachs
12	JPY 34billion	2.03% ()	A/A+	2008.9.25	2018.9.25 ()	100%	Daiwa Securities SMBC Goldman Sachs
After the interest payment date in Sep. 2013, 6 months JPY Libor + 2.20% Redeemable on each interest payment date in or after Sep. 2013 at the option of SMBC subject to prior consent of FSA
13	JPY 56billion	()	A/A+	2008.9.25	2018.9.25 ()	100%	Daiwa Securities SMBC Goldman Sachs
Until the interest payment date in Sep. 2013, 6 months JPY Libor + 0.70%; thereafter 6 months JPY Libor + 2.20% Redeemable on each interest payment date in or after Sep. 2013 at the option of SMBC subject to prior consent of FSA
14()	JPY 130billion	2.73%	A/A+	2009.3.10	2017.3.9 ()	100%	Daiwa Securities SMBC
For retail investors Redeemable on each interest payment date in or after Mar. 2012 at the option of SMBC subject to prior consent of FSA
15	JPY 28.5billion	2.44% ()	A/A+	2009.2.12	2019.2.12 ()	100%	Daiwa Securities SMBC Goldman Sachs
After the interest payment date in Feb. 2014, 6 months JPY Libor + 2.93% Redeemable on each interest payment date in or after Feb. 2014 at the option of SMBC subject to prior consent of FSA
16	JPY 16billion	()	A/A+	2009.2.12	2019.2.12 ()	100%	Daiwa Securities SMBC Goldman Sachs
Until the interest payment date in Feb. 2014, 6 months JPY Libor + 1.43%; thereafter 6 months JPY Libor + 2.93% Redeemable on each interest payment date in or after Feb. 2014 at the option of SMBC subject to prior consent of FSA
17	JPY 21.5billion	2.80%	A/A+	2009.2.12	2019.2.12	99.92%	Daiwa Securities SMBC Goldman Sachs
18	JPY 56billion	1.72% ()	A/A+	2009.7.24	2019.7.24 ()	100%	Daiwa Securities SMBC Goldman Sachs
After the interest payment date in Jul. 2014, 6 months JPY Libor + 2.40% Redeemable on each interest payment date in or after Jul. 2014 at the option of SMBC subject to prior consent of FSA
19	JPY 50billion	()	A/A+	2009.7.24	2019.7.24 ()	100%	Daiwa Securities SMBC Goldman Sachs
Until the interest payment date in Jul. 2014, 6 months JPY Libor + 0.90%; thereafter 6 months JPY Libor + 2.40% Redeemable on each interest payment date in or after Jul. 2014 at the option of SMBC subject to prior consent of FSA
20	JPY 73billion	2.21%	A/A+	2009.7.24	2019.7.24	99.91%	Daiwa Securities SMBC Goldman Sachs
21()	JPY 320billion	1.83%	A/A+	2009.12.29	2018.1.10 ()	100%	Nikko Cordial Securities SMBC Friend Securities
For retail investors Redeemable on each interest payment date in or after Jan. 2013 at the option of SMBC subject to prior consent of FSA
22	JPY 100billion	1.43%	A/A+	2010.9.28	2020.9.28	99.94%	Nikko Cordial Securities
23	JPY 50billion	1.61%	A/A+	2010.12.17	2020.12.17	99.93%	Nikko Cordial Securities
24	JPY 40billion	1.60%	A/A+	2011.6.1	2021.6.1	99.97%	SMBC Nikko Securities
25	JPY 30billion	2.21%	A/A+	2011.6.1	2026.6.1	99.98%	SMBC Nikko Securities
26()	JPY 150billion	1.08% ()	A/A+	2011.11.2	2021.11.10 ()	100%	SMBC Nikko Securities
For retail investors After Nov. 10, 2016, the “reference swap rate” + 0.56% (the “reference swap rate”: the offered rate for JPY swap with maturity of 5 years that appears on Reuters page “58376” at 10:00 a.m., Tokyo time, two business days immediately prior to Nov. 10,2016) Redeemable on Nov. 10, 2016 at the option of SMBC subject to prior consent of FSA
27()	JPY 40billion	1.56%	A/A+	2011.11.2	2021.11.10	100%	SMBC Nikko Securities
For retail investors
28	JPY 30billion	2.17%	A/A+	2011.12.20	2026.12.18	99.98%	SMBC Nikko Securities

What are subordinated notes?

Subordinated notes are the notes that are subordinated in right of payment to all senior indebtedness of a bank, such as deposits or senior notes.

Specifically, in case of certain subordination events to the bank, such as () when a court adjudicates the bank to be bankrupt, () when a court commences reorganization proceedings with regard to the bank, or () when a court commences civil rehabilitation proceedings with regard to the bank, etc., claims under principal of, and interest on subordinated notes will become payable only after the claims under the senior indebtedness of the bank are paid in full.
Most of SMBC’s subordinated notes publicly issued in the domestic market ("Domestic Subordinated Notes") are in a 10-year bullet format (“Domestic Subordinated Notes (10-year bullet)”) while SMBC also issues the Domestic Subordinated Notes for retail investors centered on individuals and those with callable feature for institutional investors, taking into account market conditions and investors’ appetite.

Please note that the“Domestic Subordinated Notes” are sold by dealers not by SMBC.

Disclaimers

Sumitomo Mitsui Banking Corporation is a member of Sumitomo Mitsui Financial Group.