News Release

Notice Regarding Issuance of New Shares(1/1)




Sumitomo Mitsui Banking Corporation



Notice Regarding Issuance of New Shares


TOKYO, November 13, 2009 --- Sumitomo Mitsui Banking Corporation (“SMBC” President: Masayuki Oku) hereby announces that its board of directors has resolved to issue new shares of its common stock by way of third-party allotment to Sumitomo Mitsui Financial Group, Inc. (“SMFG”, in relation to the issuance of preferred securities through an overseas special purpose subsidiary of SMFG, as set forth below.



1Class and Number of Shares to be Offered

992,453 shares of common stock of SMBC

2Amount to be Paid

¥48,365 per share

3Total Amount to be Paid


4Amount of Stated Capital and Additional Paid-in Capital
to be Increased

The amount of stated capital to be increased: ¥23,999,994,673
The amount of additional paid-in capital to be increased:¥23,999,994,672

5Subscription Period

November 25, 2009 (Wed.)

6Payment Date

November 26, 2009 (Thurs.)


SMFG in its entirety by way of third-party allotment

8Shares not subscribed within the subscription period in (5) above shall not be issued.

9Any other matters necessary for the issuance of new shares by way of third-party allotment shall be determined at the discretion of a Representative Director of SMBC.

10The issuance of new shares by way of third-party allotment shall be subject to the effectiveness of their registration under the Financial Instruments and Exchange Act of Japan.

SMFG intends to use part of the proceeds from the issuance of the preferred securities, which was resolved at its board of directors meeting held on August 24, 2009, to purchase shares of common stock to be issued by way of third-party allotment as described above.



1. Change in the number of issued shares as a result of this issuance of new shares by way of third-party allotment

(1) Total number of issued shares at present
(as of November 13, 2009):

Common Stock          Type 6 Preferred Stock






(2) Increase in number of shares by way of third-party allotment:

Common Stock


(3) Total number of issued shares after the third-party allotment:

Common Stock
Type 6 Preferred Stock







2. Use of proceeds

The estimated proceeds from the third-party allotment of ¥47,831,989,345 are planned to be used for general corporate purposes.


3. Outline of the company to which the new shares are to be allocated

(as of November 13, 2009)

Company name:


Head office address:

1-2, Yurakucho 1-chome, Chiyoda-ku, Tokyo, Japan

Amount of Stated Capital:

¥1,851,389 million


President: Teisuke Kitayama

Business description:

Bank holding company

Capital relationship with SMBC:

SMBC’s parent company (share ownership 100%)



This press release has been prepared for the sole purpose of publicly announcing SMBC's issuance of its new shares, and not for the purpose of soliciting investment or any other similar activities within or outside Japan. This press release is not an offer of securities for sale within or outside Japan. The securities referred to above have not been, and will not be registered under the United States Securities Act of 1933, as amended (the "Securities Act"). The securities may not be offered or sold in the United States absent registration or an exemption from registration under the Securities Act.


To News Release Top Page

Go to top of page